-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A6HEbSsopX8b9JnsWg1f7YRD3oovA/G40G1FCXaVyGvII6OndvKVxmAdeDYearFm gKykHx/QkUbHkCA48y1QYA== 0001027612-97-000033.txt : 19970801 0001027612-97-000033.hdr.sgml : 19970801 ACCESSION NUMBER: 0001027612-97-000033 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970731 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ECOLOGY & ENVIRONMENT INC CENTRAL INDEX KEY: 0000809933 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 160971022 STATE OF INCORPORATION: NY FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39143 FILM NUMBER: 97648749 BUSINESS ADDRESS: STREET 1: 368 PLEASANTVIEW DR CITY: LANCASTER STATE: NY ZIP: 14086 BUSINESS PHONE: 7166848060 MAIL ADDRESS: STREET 1: 368 PLEASANTVIEW DRIVE CITY: LANCASTER STATE: NY ZIP: 14086 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CAMERON BAIRD FOUNDATION CENTRAL INDEX KEY: 0001003080 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1350 ONE M & T PLAZA CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168456000 MAIL ADDRESS: STREET 1: C/O KAYINOKY & COOK STREET 2: 120 DELAWARE AVE CITY: BUFFALO STATE: NY ZIP: 14202 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2)* Under the Securities Exchange Act of 1934 ECOLOGY AND ENVIRONMENT, INC. _________________________________________________________________ (Name of Issuer) Class A Common Stock - Par Value $.01 per share _________________________________________________________________ (Title of Class of Securities 278878-10-3 ____________________________ (CUSIP Number) Brent D. Baird 1350 One M&T Plaza Buffalo, New York 14203 (Phone: (716) 849-1484) _________________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) JULY 23, 1997 _______________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d- 1(b)(3) or (4), check the following box __. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D Amendment No. 2 CUSIP NO. 278878-10-3 1. Name of Reporting Person SS or IRS Identification No. of above person (optional) The Cameron Baird Foundation 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)___ (b)_X_ 3. SEC USE ONLY 4. SOURCE OF FUNDS* WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ____ 6. CITIZENSHIP OR PLACE OF ORGANIZATION New York NUMBER OF SHARES 7. SOLE VOTING POWER BENEFICIALLY OWNED 167,300 BY EACH REPORTING PERSON WITH 8. SHARED VOTING POWER -0- 9. SOLE DISPOSITIVE POWER 167,300 10. SHARED DISPOSITIVE POWER -0- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 167,300 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ____ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.900% 14. TYPE OF REPORTING PERSON* 00 *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D Amendment No. 2 INTRODUCTION The acquisition of 143,500 shares ("Shares") of Class A Common Stock of the Issuer was reported by the Reporting Persons in Schedule 13D, which was filed with the Securities and Exchange Commission on June 20, 1997, as amended by Schedule 13D Amendment No. 1, which was filed with the Securities and Exchange Commission on July 16, 1997 ("Amendment No. 1"). Since the filing of Amendment No. 1, one of the Reporting Persons (The Cameron Baird Foundation) has purchased additional Shares. The number of Shares now held by the Reporting Persons is 177,300 Shares. The Cover Page for The Cameron Baird Foundation is hereby amended as shown in this Amendment No. 2. Items 3 and 5 are hereby amended as shown in this Amendment No. 2. All other Items remain unchanged from the previous filings of Schedule 13D, as amended. ITEM 3. SOURCE AND AMOUNT OF FUNDS. Item 3 is hereby amended to add the following: The amount of funds paid for the Shares by The Cameron Baird Foundation was approximately $289,063 (which includes only the amount of funds paid since the filing of Amendment No. 1). This amount does not include brokerage commissions. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 is hereby amended to read as follows: (a) The Reporting Persons hereby report beneficial ownership, in the manner hereinafter described, of 177,300 Shares:
Percentage of Number Of Outstanding Shares Held in the Name of Shares Security (1) Brent D. Baird 10,000 .472% The Cameron Baird Foundation 167,300 7.900% _______ ______ TOTAL 177,300 8.372%
(1) The foregoing percentages assume that the number of Shares of the Issuer outstanding is 2,117,523 Shares (as reported by the Issuer as of the third quarter ended April 26, 1997). (b) For each persons named in paragraph (a), that person has sole voting and sole dispositive power over the Shares enumerated in paragraph (a). (c) The following purchases of the Shares were effected during the past sixty days:
Price/Share (in Dollars Commissions Purchase In The Number of not Transaction Name Of Date Shares included) Made Through The Cameron 7/15/97 2,000 8 3/8 Fahnestock & Co Baird 7/16/97 3,000 8 5/8 Fahnestock & Co Foundation 7/17/97 6,000 8 1/2 Fahnestock & Co 7/18/97 2,000 8 1/2 Fahnestock & Co 7/21/97 4,000 8 1/2 Fahnestock & Co 7/22/97 1,700 8 1/2 Fahnestock & Co 7/23/97 2,800 8 5/8 Fahnestock & Co 7/24/97 1,000 8 5/8 Fahnestock & Co 7/24/97 2,000 8 1/2 Fahnestock & Co 7/25/97 1,600 8 5/8 Fahnestock & Co 7/28/97 2,000 8 5/8 Fahnestock & Co 7/29/97 4,000 8 5/8 Fahnestock & Co 7/30/97 1,700 8 5/8 Fahnestock & Co
(d) Not applicable (e) Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED this 31st day of July, 1997. The Cameron Baird Foundation By: s/Brian D. Baird Brian D. Baird, Trustee -----END PRIVACY-ENHANCED MESSAGE-----